Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSFPL501A Mapping and Delivery Guide
Comply with financial planning practice ethical and operational guidelines and regulations
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSFPL501A - Comply with financial planning practice ethical and operational guidelines and regulations |
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Description | This unit describes the performance outcomes, skills and knowledge required to comply with ethical and operation guidelines in one's own work.It does not include responsibility to provide guidance to others on the application of regulatory ethical and organisational guideline requirements.This unit is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements including legislation administered by the Australian Securities and Investments Commission (ASIC). | ||
Employability Skills | This unit contains employability skills. | ||
Learning Outcomes and Application | This unit applies to job roles such as para-planners, financial planners and business development managers. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Identify and comply with legislative and regulatory requirements |
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Element: Apply standards of ethical behaviour |
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Element: Identify and comply with organisational operation guidelines |
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